Continuity is the recognized RegTech leader, providing compliance management solutions that Technology (RegTech) solutions that automate compliance management for financial institutions of all sizes. Banking Compliance Index. 15 Jul 2019 The Banking Compliance Index, published quarterly by Continuity's of the importance of having robust risk management controls in place, 21 Oct 2019 Enforcement doubled from prior quarter; change management up 41% The Banking Compliance Index, published quarterly by Continuity's 29 Apr 2019 Banking Compliance Index Remains Steady in Q1 but Individual Executives institutions, according to Continuity's Banking Compliance Index. of this opportunity to approach compliance management intentionally and
3 Jan 2020 Identity Management & Control. Facilitate counterparty due diligence and Know Your Customer (KYC) procedures. AML and anti-fraud screening
The consumer compliance risk management principles in this booklet reflect the OCC's risk- based supervision approach and are consistent with the OCC's assessment of banks' risk management systems and the interagency consumer compliance rating definition. The Office of the Comptroller of the Currency's (OCC) Comptroller's Handbook is prepared for use by OCC examiners in connection with their examination and supervision of national banks, federal savings associations, and federal branches and federal agencies of foreign banking organizations (collectively, banks). Each bank is different and may present specific issues. A business continuity plan outlines procedures and instructions an organization must follow in the face of disaster, whether fire, flood or cyberattack. Here's how to create one that gives your To enable the Bank to meet the objectives of a central bank, it is vested with comprehensive legal powers under the following legislation to regulate and supervise the financial system. Standards & Guidelines.
As the industry continues to grow and change, hear from Continuity's experts on latest trends and best practices in risk management and compliance management. Banking Compliance Index (BCI) The Banking Compliance Index is quarterly tracking index published by the Regulatory Operations Center to measure the incremental cost burden on financial institutions to keep up with regulatory changes.
NEW HAVEN, Conn., Aug. 29, 2017 (GLOBE NEWSWIRE) -- Continuity, a provider of automated compliance management technology for financial institutions, announces its second quarter Banking Compliance Continuity’s Regulatory Operations Center® (ROC) has released the third quarter 2019 Banking Compliance Index™ (BCI), revealing a 41% increase in the overall level of effort required by financial institutions to keep up with regulatory change. Our former founder holds one of the patents for security in the cloud for financial institutions. We created the national Banking Compliance Index (BCI) which is an index Continuity publishes quarterly to measure the effects of regulation, regulatory change and the enforcement climate on the regulatory landscape. Continuity is a provider of regulatory technology (RegTech) solutions that automate risk and compliance management for the financial services industry. By combining regulatory expertise with cloud technology, Continuity provides a proven way to reduce your regulatory burden and mitigate risk at a fraction of the cost. The Compliance Core™ was created to help financial institutions reduce the burden of compliance by automatically assigning the right task to the right person at the right time. This is accomplished via “ToDos” (Continuity’s way of letting the appropriate people know when there is a task to be completed), list Compliance KPI List. Compliance KPIs can be implemented as an early warning system to detect potential compliance issues – both internal and external. Our Compliance KPIs can act as important, leading indicators of potential risk. At Continuity, we believe compliance shouldn’t be a barrier to growth. It should simply be a part of how you do business. That’s why we’ve created the Compliance Core™ – an ecosystem of compliance management automation solutions that combines people and technology to reduce the burden of compliance for financial institutions of all sizes.